Barclays Faces SEC Probe Into Sales of Property-Backed Bonds
(Bloomberg) — U.S. regulators are investigating whether Barclays Plc violated securities legislation following a former trader at the firm raised concerns regarding its marketing practices for specific bonds, according to legal filings. By September 2018 before this June, Barclays supplied documents to the Securities and Exchange Commission in response to…
News story posted on 2019-11-04T16:12:00.0000000Z
